Investor Application

Do you hold a qualification in the financial services?

Yes No

Are you currently or were you previously employed in the financial services?

Yes No

On average, how much do you invest per year in new investments?

Less than £100,000 £100,000 - £200,000 £200,000 - £300,000 More than £300,000

Have you received independent advice regarding your decision to invest via Regionally?

I have been advised to make an investment by a specialist I have been advised only about the consequences of being deemed an elective professional investor by a specialist I have received no independent advice

I understand most unlisted, growth-focused businesses:

Succeed Fail Perform Well

If I invest in the equity of an unlisted, growth-focused business and the business fails:

My investment will be lost, as no one will be liable to pay back the sum invested The entrepreneurs who founded and/or the executives running the business will be personally liable to pay me back the sum invested The broker or web-platform that facilitated the transaction will be liable to pay back the sum invested

If I invest in the equity of an unlisted, growth-focused business and want my money back:

I will be able to sell purchased shares on a stock exchange at any time and get money back I may only be able to sell my shares if the business floats on a stock exchange or is purchased by another company, and even in these instances, it is not guaranteed that I will be able to sell my shares I will be able to sell my shares on a stock exchange or back to the company, but may lose any applicable tax reliefs

Generally, unlisted, growth-focused businesses:

Begin paying dividends to investors within a year after the investment is made, which are paid periodically after that Do not pay any dividends to their investors Begin paying dividends to investors immediately after the investment is made

If I invest in the equity of an unlisted, growth-focused business which succeeds, I will cash in on the success by:

Easily finding someone to buy my shares in the business at any point in time Requesting the business to buy back my shares at a set price as they are required to do so Finding someone to buy my shares only after the business is bought by another company or floats on a stock exchange, which even in these instances may be difficult and is not guaranteed

Assume my shares represent 3% of the equity of an unlisted, growth-focused business at the time when I make my investment. If the business issues shares at a later date:

My shares will still represent 3% of the equity of the business Due to accretion, my shares will come to represent more than 3% of the equity of the business Due to dilution, my shares will come to represent less than 3% of the equity of the business

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